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Book
Underwriting services and the new issues market.
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ISBN: 0128032839 0128032820 9780128032831 9780128032824 Year: 2017 Publisher: San Diego

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Underwriting Services and the New Issues Market integrates practice, theory and evidence from the global underwriting industry to present a comprehensive description and analysis of underwriting practices. After covering the regulation and mechanics of the underwriting process, it considers economic topics such as underwriting costs and compensation, the pricing of new issues, the stock price and operating performance of issuing firms, the evaluation of new issue decisions, and an analysis of the many choices issuers face in structuring new issues.Unlike other books, it systematically develops a critical perspective about underwriting practices, both in the U.S. and international markets, and with a level of detail unavailable elsewhere and an approach that reveals how financial institutions deliver underwriting services. Underwriting Services and the New Issues Market delivers an innovative and long overdue look at security issuance.


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40 Years of Experience with the National Market System (NMS)
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ISBN: 9783030919122 Year: 2022 Publisher: Cham Springer International Publishing :Imprint: Springer

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The Enforcement of Securities Law in China
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ISBN: 9789811909047 Year: 2022 Publisher: Singapore Springer Nature Singapore :Imprint: Springer

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Property in securities : a comparative study
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ISBN: 9780521832656 9780511494796 Year: 2007 Publisher: Cambridge Cambridge University Press

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Book
There's always something to do : the Peter Cundill investment approach
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ISBN: 0773538631 9786613841681 077358109X 1283529238 9780773581098 9780773538634 0773581243 Year: 2011 Publisher: Montreal ; Ithaca [N.Y.] : McGill-Queen's University Press,

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The story of the origins and development of Peter Cundill's pioneering investment journey.


Book
Financial trading and investing
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ISBN: 1283571803 9786613884251 0123918812 0123918804 9781283571807 9780123918802 Year: 2012 Publisher: Waltham, MA : Elsevier,

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A former member of the American Stock Exchange introduces trading and financial markets to upper-division undergraduates and graduate students who are planning to work in the finance industry. Unlike standard investment texts that cover trading as one of many subjects, Financial Trading and Investing gives primary attention to trading, trading institutions, markets, and the institutions that facilitate and regulate trading activities-what economists call ""market microstructure."" The text will be accompanied by a website that can be used in conjunction with TraderEx, Marki


Book
Islamic Financial Products
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ISBN: 9783030176235 9783030176242 Year: 2019 Publisher: Cham Springer International Publishing :Imprint: Palgrave Macmillan

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Islamic finance has grown exponentially since 1963 and has reached more than 70 countries around the world with the asset size of about $2.5 trillion. The Islamic financial system today comprises a sizable asset base and there is evidence of sustained demand for Islamic financial products and services in the global market, with demand outstripping supply. This book provides a new source of understanding of the Islamic financial products in view of facilitating academia, industrialists, professionals, product designers, students and policymakers globally. There is a mass of literature on Islamic finance available to the market, but very little research is found in the form of book exclusively on Islamic financial products and their structures. Thus, this book is a timely contribution to the global market with Islamic financial product solutions.


Book
Normen für die rechtssichere Anwendung von Change-of-control-klauseln
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ISBN: 128207394X 9786612073946 3899496272 9783899496277 Year: 2009 Publisher: Berlin De Gruyter Recht

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Bei ihren vertraglichen Planungsentscheidungen sehen sich die am Markt tätigen Unternehmen mit einem in der Praxis herausgebildeten Phänomen konfrontiert, dessen rechtliche Einordnung noch weitgehend unklar ist: die Change-of-Control-Klauseln. Es handelt sich um vertragliche Vereinbarungen, die einem Vertragspartner bestimmte Gestaltungsrechte, zumeist ein Kündigungsrecht, einräumen, wenn beim anderen Vertragspartner ein Kontrollwechsel eintritt. Change-of-Control-Klauseln verfügen über ein doppeltes Risikopotenzial. Einerseits kann die plötzliche Beendigung wichtiger Vertragsbeziehungen die wirtschaftliche Existenz eines Unternehmens gefährden. Andererseits kann allein das Vorhandensein von Change-of-Control-Klauseln den Erwerb einer Mehrheitsbeteiligung an dem betroffenen Unternehmen für potenzielle Bieter unattraktiv machen. Hieraus kann für die Gesellschafter eine Veräußerungserschwernis ihres Anteilseigentums resultieren. Die vorliegende Untersuchung geht der Frage nach, ob die deutsche Rechtsordnung über Normen verfügt, die geeignet sind, die genannten Probleme für börsennotierte Unternehmen und ihre Aktionäre zu verhindern und damit den Vertragspartnern die erforderliche Rechtssicherheit bei der Anwendung von Change-of-Control-Klauseln zu geben.


Book
Law and practice of liability management : debt tender offers, exchange offers, bond buybacks and consent solicitations in international capital markets
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ISBN: 1107722780 1107720494 1107727707 1139097180 1107728304 1107730066 110772368X 110773181X 9781107731813 9781139097185 9781107723689 9781107020344 1107020344 9781316601143 1316601145 Year: 2013 Publisher: Cambridge : Cambridge University Press,

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Tender offers, exchange offers and consent solicitations in connection with debt securities are important instruments of corporate restructurings, corporate rescues, recapitalisations and other types of liability management of public and private companies. Although tender offers for shares, stocks and other equity securities are covered by a vast literature on public mergers, takeovers and acquisitions, the literature on liability management transactions for debt securities is scarce. Law and Practice of Liability Management rectifies this by providing a systematic treatise of the law relating to this significant aspect of the global capital market. It guides students and professionals through the complex legal and regulatory requirements applicable to these transactions, the increasing regulatory interest by the world's leading financial regulatory authorities, and recent innovations in the structuring, legal techniques and execution of the relevant transactions in international capital markets.


Book
Nigeria
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ISBN: 1484396995 129967819X 148438394X 1484397622 1484395352 9781484395356 9781484396995 9781484396995 9781484397626 Year: 2013 Publisher: Washington, D.C. International Monetary Fund

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An assessment of the level of implementation of the International Organization of Securities Commissions (IOSCO) Principles in Nigeria was conducted as part of the International Monetary Fund (IMF)-World Bank Financial Sector Assessment Program (FSAP). The ongoing global financial crisis has reinforced the need for assessors to make a judgment about supervisory practices and to determine whether they are sufficiently effective. The assessment methodology provides a set of assessment criteria to be met in respect of each principle to achieve the designated benchmarks.

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